Showing posts sorted by relevance for query barfield evolution consciousness. Sort by date Show all posts
Showing posts sorted by relevance for query barfield evolution consciousness. Sort by date Show all posts

Thursday 21 April 2016

The link between the evolution of consciousness and reincarnation in Owen Barfield's thought

Owen Barfield's central idea, and the one for which he is best known, is the evolution of consciousness - meaning that the nature of human consciousness has changed throughout history such that people in different eras and places had very different relationships with the world: these changes fall into three general categories of Original Participation, the Observing Consciousness and Final Participation.

He traces the evolution of consciousness mainly by observing the characteristic changes in the meaning and usage of words, which seem to display a cohesive development - and also looks at other cultural evidence. Barfield's idea of evolution in this regard is not natural selection, but a developmental process (akin to the growth and differentiation of a living entity): the emergence and unfolding of human destiny, interacting with the agency and free will of individual humans.

What is seldom appreciated or emphasized is that for Barfield the evolution of consciousness is divinely designed, and bound-up with reincarnation. To put it concisely, the reason for the evolution of consciousness through history is that this provides the necessary conditions by which successive reincarnations of  human spirits may learn what they require to develop towards divinity.

So, for Barfield (although this is hinted at much more often than made explicit) it is God who 'provides' the evolution of consciousness in order that reincarnating human spirits may have the necessary experiences they need to growth towards the ultimate goal of Final Participation - whereby firstly, and stepwise, the Ego or Self has become separated from its original 'unconscious' immersion in the environment and strong in its purpose and will - awake, alert and in-control; then secondly the now strong and purposive Self/ Ego comes back into a participatory relationship with The World.

To underlying rationale (the 'point') of the evolution of consciousness is, for Barfield, bound-up with the reality of reincarnation; and therefore those (such as myself) who disbelieve in reincarnation as the normal human destiny, yet who believe in the evolution of consciousness, need to be clear that we differ from Barfield; and are, indeed, denying the main reason for evolution of consciousness as Barfield understood it.

To put it bluntly: those individuals who are sympathetic towards Barfield's core idea of the evolution of consciousness yet who do not believe in reincarnation, need to explain what the evolution of consciousness is for - if not to provide the conditions necessary for educating the reincarnating human spirit.  

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Note: My personal 'take' on reincarnation is that it is not the normal human destiny - but that reincarnation happens to some individuals for particular purposes - for instance, a sage, prophet or saint may be a reincarnate who has returned to assist in the divine work - indeed I suspect that many of the wise intuitive individuals such as Rudolf Steiner and perhaps Owen Barfield himself, who claim direct personal knowledge of the reality of incarnation, are themselves actually some of these rare and atypical persons. As a believer in Mormon theology, my explanation for the evolution of consciousness is that humans have a pre-mortal spiritual existence before being voluntarily incarnated into life on earth - and the evolution of consciousness allows pre-mortal spirits to be 'placed' - by God - into the historical era which best addresses their personal spiritual needs: i.e. their specific needs for mortal experience of a particular kind.

http://charltonteaching.blogspot.co.uk/search?q=reincarnation 


Monday 8 February 2016

The relationship between evolution of human consciousness and reincarnation - a consideration of Steiner and Barfield

The idea of an evolution of human consciousness throughout history has been a part of spiritual thinking for more than a century - I know it mainly through considering the work of Rudolf Steiner, Owen Barfield and William Arkle over the past couple of years.

(I encountered the idea over thirty years ago summarized in the work of Colin Wilson, but did not then pay much attention.)

The idea of an historical evolution of consciousness seems to go-with a belief in reincarnation, because reincarnation allows each person to participate in the different stages of evolution that are aiming-at a fully divine form of consciousness.

Steiner and Barfield describe this aimed-at state in some detail - in essence it combines on the one hand a direct involvement with, and participation in, reality such as was characteristic of early man and remains characteristic of early childhood; with, on the other hand, a fully alert, self-aware, purposive and analytic consciousness which is characteristic of the adult consciousness and the modern phase of Western history. 

So, the idea is that I am personally experiencing the distinctive modern, alienated consciousness now - including the knowledge and aspiration towards a future state; however, in earlier lives I have also personally experienced, and benefited from, earlier phases of human consciousness. At some point later this life, and perhaps further lives, I may incrementally, a step at a time, learn how to combine the positive qualities of all phases. This aimed-at fully divine conscious state is what Barfield calls Final Participation.

According to Steiner and Barfield, these earlier life phases include non-incarnated lives - lives when we were conscious but had no body. So the theory is really one of multiple lives, rather than re incarnation.

Therefore the human spirit or soul (i.e. that entity which is reincarnated) is here conceptualized as undergoing an educational process toward which each life is contributing.

Repeated lives, many lives, seem to be necessary in order to allow for the very large amount of experience and learning required to bridge the gap between being a man and becoming a god. Certainly, one mortal life seems grossly inadequate for this, especially given that most human lives in history were terminated either in the womb or in early infancy - a small minority of humans have reached adulthood, and even fewer of these have had a full experience of marriage, family, maturity and growing old etc.

So, evolution of consciousness and reincarnation seem to make a neat package. However, this package is, if not incompatible with Christianity, at least somewhat alien to the structure of Christianity; which places a great deal of emphasis on the individual life which we are experiencing now, and sees 'this life' as having potentially decisive consequences for eternity.

And certainly, while reincarnation seems to described in the Bible - most notably in the case of John the Baptist apparently being a reincarnated Prophet Elijah - there isn't any scriptural description of a scheme of reincarnation as the norm. And especially not of multiple lives.

My interpretation is that ancient Christianity saw reincarnation as true, but as an exceptional possibility, done in exceptional cases and for specific purposes - rather than as the standard procedure for the majority of people.

Does an exclusion of reincarnation then rule-out the evolution of consciousness throughout human history? No, but denial of reincarnation with multiple lives does limit the role of evolution of consciousness in the lives of individual spirits or souls - it breaks the link between the evolution of consciousness in history and the evolution of my consciousness and the specific consciousnesses of every other individual.

Put differently, the arguments which (in particular) Owen Barfield makes for different types of consciousness in human history, such as his insights into the changing scope and meaning of words, may well be true; but they lose their relevance to the evolution of my consciousness and your consciousness if we were not present (in earlier lives) actually to experience the several stages of this historical evolution.

In sum, the historical evolution of consciousness is a matter of historical but not personal interest, if we ourselves were not present during that history.

My own belief is therefore that I accept Barfield's description of human consciousness having changed throughout history and in broadly the way he describes; and I also accept that we are meant (or destined) to achieve that mode of consciousness Barfield terms 'Final Participation'. But I do not accept that the two are causally linked - for instance I do not believe that I have, myself, personally participated in the historical phases of the evolution of consciousness during previous lives.   

Rather, I see the evolution of consciousness as a sequence which is recapitulated in different scales in different situations: e.g. through human history, in each person's individual development from childhood to maturity, and also in the largest cosmic scale of our salvation and divination across eternity.

(To clarify this last point: the Barfieldian sequence of Original Participation, the Consciousness Soul and Final Participation can be mapped onto the Mormon theological sequence of pre-mortal spirit life, mortal incarnate life, and post-mortal eternal incarnate life.)

I therefore would modify the Steiner/ Barfield model, since I regard this evolutionary sequence of consciousness as a basic and necessary process in terms of Man as a whole and also individual men working towards fuller divinity. And I think it is because the process is basic and necessary that we see it appearing and re-appearing here and there throughout reality; operating at many scales and across many time-frames.

Note: Previous posts on reincarnation
http://charltonteaching.blogspot.co.uk/search?q=reincarnation

Saturday 10 December 2022

Barfield misunderstanding Barfield...

One of the difficulties about understanding Owen Barfield, is that he did not really understand himself! 

I mean that Barfield did not really understand the nature of his own philosophical work; and thereby said some misleading things about it. 


Barfield's major work was Saving the Appearances; and in his introduction to the 1988 edition of this book (which are Barfield's first published, and framing, words in the reprinted editions since then), Barfield tries to provide a helpful framework to avoid what he terms a misunderstanding, and a difficulty

What Barfield regards as the 'misunderstanding' is that "some readers have treating the work as claiming to provide a complete metaphysical theory of the nature of reality. Not so". 

(Leaving aside the weasel word "complete" - because nothing finite ever is complete...) 

But Of Course Barfield is exactly providing a metaphysical 'theory' of reality! Metaphysics is that philosophy which deals in the fundamental nature of reality; and Barfield is claiming in StA that reality is inextricably consequential of both 'chaos' and consciousness; because chaos is meaningless and unknowable without consciousness. 

Also, Barfield asserts that consciousness has changed through time; and therefore (says Barfield) reality itself (and not just perception of reality) has changed through time: "Nature itself [has] changed in the course of time in a mode not covered by the doctrines of biological evolution".

Furthermore; without consciousness (says Barfield) - there is no knowable reality - only chaos

So that from Barfield's assumptions: it is incoherent to theorize about a world without consciousness

Thus, a cosmology which - like both Big Bang and Steady State theories - speculates on the formation of a non-alive universe in the absence of consciousness is not so much mistaken as simply incoherent; as are similar speculations on the formation and evolution of an inorganic earth before the advent of Life.  


Barfield's (drawing heavily upon Rudolf Steiner's - albeit not identical-with Steiner) is indeed a fundamentally different understanding of reality than anything in the Western or Eastern mainstream of philosophy or theology. 

Therefore, whether Barfield acknowledges it or not: in StA he is indeed "doing metaphysics", and proposing a particular metaphysical description. 

Barfield claims he "tried to preserve neutrality towards all such [metaphysical] speculations, by referring to objective reality (that is to say, reality insofar as it is independent of our awareness of it)... sometimes as 'the particles' and sometimes as 'the unrepresented'. 

But this is not neutrality - because neutrality in metaphysics is impossible. 

Barfield's conceptualization of 'objective' as 'unrepresented'/ 'particles' is itself a metaphysical division and definition.  


Barfield then says: "The subject of this book is not the nature of reality; it is the evolution of consciousness". 

This translates as Barfield saying he is not doing metaphysics, but is (implicitly) doing a kind-of 'science' that he claims to be independent of ('neutral' about) metaphysical assumptions. 

So, Barfield's detailed account of the way that word-meanings have changed through human history; is claimed to be (in effect) 'empirical' and independent of metaphysical assumptions. 

But this is false, because Barfield's understanding of the implications of meaning change being located in consciousness; and consciousness being inextricably a part of reality; are excluded by the implicit and unconscious metaphysics of mainstream linguistic history. 


The changes of word meaning through history are interpreted using a very different and incommensurable significance than that which Barfield proposes - and the mainstream linguists would regard Barfield's interpretation as bizarre and obvious nonsense. 

Likewise, astro- and geo-physicists would regard Barfield's assertion that their theories of the formation of the universe and of earth were incoherent - because excluding any "observing consciousness" from such theories - to be absurd nonsense. 

Such physicists would almost certainly assert that their theories 'work' empirically, have been cross-checked by multiple mathematical analyses and physical observations - and that there is just No Problem.  

The difference between Barfield and the physicists is precisely metaphysics: each is arguing from different basic assumptions concerning the nature of reality. 

 
My understanding of Barfield is that he was Just plain wrong about what he was doing; just as Rudolf Steiner was wrong in The Philosophy of Freedom

Barfield claimed to be doing 'science' and Steiner claimed to be doing epistemology; but in fact both were doing metaphysics: both were (in these works) putting forward a different way of describing ultimate reality from that which was mainstream. 

This wrongness had an unfortunate effect in terms of obscuring the reader's understanding; because a convinced reader is given the false impression that Barfield and Steiner have 'proved' their arguments in a neutral fashion (which ought to be universally acceptable); rather than having provided a radically different framework for the structuring of arguments. 


Furthermore, by failing to notice that they themselves are 'doing metaphysics'; Barfield and Steiner both leave out God as a primary explanation for their understandings of reality. 

I have said before that it would be Much easier for the reader to understand Saving the Experiences if Barfield had set-out at the beginning that the 'evolution of consciousness' which Barfield describes is a divine plan, which aims at the incremental divinization of Man towards the level of God as creator.

Lacking this structuring and explanatory reference to God; Barfield's attempted-neutral description of the evolution of consciousness sounds like he is proposing a kind of 'law of nature' - a biological principle that sounds like a rival theory of the same kind as mainstream biological evolution by natural selection.   


I believe the consequences of this confusion can be seen in most of mainstream Barfield scholarship since the 1960s; and this has been exacerbated by a failure to engage with the work of Rudolf Steiner. Yet, if we begin by stating Barfield's metaphysical assumptions as such, including the presence and role of God; it really is not difficult to understand - because then its validity does not hinge on understanding and following complex, multi-step arguments or evidence. 


Tuesday 21 November 2017

Implications of the evolution-development of human consciousness

It was Owen Barfield's central theme, through most of his writings from Saving the Appearances (1957) onward, that humanity had undergone an 'evolution' of consciousness through recorded history (and presumably before recorded history). 

NOTE: It is vital to understand that when he deployed the term 'evolution', Barfield was using the pre-Darwinian concept; which meant something much more like 'developmental-unfolding'. In other words, the evolution of consciousness is being conceptualised as closely-analogous to the maturation of a human being from childhood, through adolescence into adulthood - but occurring over a timescale of centuries, rather than years. This means that the evolution of human consciousness was intended, and has been built-into the 'species'; and implicitly the evolution of consciousness was built-in by God.

Barfield's special contribution was to trace this evolution through the changing use of language, especially the nature of changes in word meanings, which form an unfolding pattern (most clearly set-out in the early book: History in English Words, 1926).

(I find it best to regard Barfield's mass of linguistic evidence as an illustration of the evolution of consciousness, and consistent-with the theory that consciousness has evoloved; rather than 'proving' that consciousness has evolved; an assertion that is, strictly, a metaphysical assumption - therefore something that cannot be either proven or disproven.)

The implications of accepting the reality of the evolution of consciousness is that the nature of Men changes through history; therefore the nature of human societies will change. This is absolutely inevitable, because societies are made of Men, and when Men change, the same socio-political organisation (the same incentives and punishments, motivations and deterrents) will produce different outcomes.

Men can either accept these changes of consciousness, learn about them, and take them into account; or they can ignore, deny and try to oppose them - which is what we are currently doing.

Radicals (the great majority in The West) deny the idea of God, therefore deny that there could be a divinely-destined - necessary and Good - evolution of consciousness - and insofar as this is acknowledged it would be opposed.

Reactionaries (a shrinking minority in The West) regard human consciousness as fixed, regard past societies as preferable to the current, and therefore hope to try to restore some earlier and better version of society.

But if human consciousness is really developing, and if this is divinely destined; if - for example The West has been in an unfolding 'adolescence of consciousness' since about 1750; then both the present and the past are impossible. The present is impossible because adolescence is a transitional phase; the past is impossible because we have left-behind our spiritual childhood.

If the evolution of consciousness is real, in the way that Barfield explained it; then Man can only move forward, can only accept or reject maturity; and such a move will be into-the-unknown - because, as adolescents, we cannot know what it will be like to become adult until we actually get there. 


Tuesday 22 March 2016

Owen Barfield as Christian and theologian - some ideas for essays

Two book chapter abstracts:

http://notionclubpapers.blogspot.co.uk/2016/03/owen-barfield-as-christian-and.html

Here are a couple of book chapter synopses that I have written for a proposed volume of essays on Owen Barfield:


Mis/ Understanding Barfield as therapeutic: the role of Christianity in Owen Barfield’s metaphysical system
Barfield explicitly stated that ‘Idolatry’ (or ‘literalism’) was the besetting sin of the modern era, and that the ‘one thing needful’ was therefore a symbolic apprehension of life. Much less emphasized and infrequently mentioned was Barfield’s (unorthodox) Christianity – which provides a mostly implicit framework for his writings. This essay will suggest that there are two levels of understanding Owen Barfield’s work – one with, and the other without, this Christian framework. Barfield’s greatest impact so far has probably been among non-Christians with an eclectic range of ‘Perennial philosophy’ approaches to spirituality, Anthroposophists, and those with a broadly ‘post-modernist’ attitude to objective reality such as post-Jungians. These thinkers have been crucial in supporting Barfield’s work during his life, maintaining his reputation since his death, and elucidating and clarifying Barfield’s distinctive ideas. But in setting aside his Christianity, a degree of misrepresentation is inevitable and the resulting understanding of Barfield’s achievement ends-up as being broadly psychological, sociological and ‘therapeutic’. In other words, Barfield is seen as essentially providing a kind of therapy, which has the potential to heal modern Man’s alienation. I will argue that this interpretation is correct but incomplete; and that when Barfield’s ideas are restored to their original Christian context he can be seen as essentially a theologian rather than a healer.



Examining the nature of evidence for Barfield’s Evolution of Consciousness

Barfield often stated that his core idea was the evolution of consciousness, and also that he arrived at this idea as a consequence of his study of the changing meaning of English words (as described in his earliest books Poetic Diction and History in English Words); this insight being later being confirmed by the work of Rudolf Steiner. In later works, Barfield made further logical arguments to support a ‘developmental’ model of evolution, beginning with a generalized consciousness and only later becoming focused into solid bodies and discrete selves. I will argue that in his life’s work, Barfield was in reality working at the most fundamental philosophical level of providing a new metaphysical basis for human life – and that therefore the ‘evidence’ he provided in support of the evolution of consciousness was not truly ‘evidence’ – because metaphysics is the framework that controls the nature of evidence; therefore there cannot be any empirical or observational evidence either to support or to refute a metaphysical system. What Barfield was instead doing was to provide an historical personal account of the development of his metaphysics, a variety of illustrations of the consequences of his metaphysics, and an examination of the completeness and coherence of his new metaphysics of evolution as contrasted with mainstream Darwinian Natural Selection. This clarifies the metaphysical scope and nature of both Darwin’s and Barfield’s evolutionary theories, and the comparison between them is therefore primarily to be seen as a life choice, rather than being a matter of evaluating the balance of evidence. 

Monday 30 January 2017

Evolution of consciousness is an aspect of theosis - of becoming more divine (implications of Owen Barfield).

When Owen Barfield described the evolution of consciousness, he used 'evolution' in a pre-Darwinian sense of a developmental change analogous to the fertilised egg 'unfolding' to become a mature, adult organism.

In other words, Barfield regarded evolution not merely as change, but as purposive change, change with an aim or 'teleology'.

If the evolution of consciousness has a unified purpose and aim (isn't just a different purpose and aim for each entity), then this implies that there is a deity - as the source of purpose. Therefore, the evolution of consciousness is a consequence of some divine plan.

What could this divine plan be? For many Christians it will be 'theosis' - or the process of Men becoming more and more like God; aiming at becoming Sons and Daughters of God.

So, the evolution of consciousness is about our consciousness - that is, our way of thinking - becoming more divine, more like God's way of thinking.

This is a measure of the importance of the evolution of consciousness; and the need for it. Our life on earth is about 1. Accepting that salvation which is the gift of Jesus; and 2. Theosis - or working on the task of making ourselves more divine in our nature.

The moral aspect of theosis is very well known - but the consciousness aspect of theosis is almost wholly neglected - especially in mainstream Christian life.

In theosis we are not supposed only to 'do the right things', nor even to think the right things - but to think in the right way...

We should strive for a divine quality of thinking.

That is how important the evolution of consciousness is.  


Friday 27 May 2016

Owen Barfield's most radical metaphysical idea: There is always and everywhere a being that is conscious - reality is consciousness in communication

The most radical aspect of Owen Barfield's metaphysical thinking, which he shares with (and probably got from) Rudolf Steiner, is that all knowledge entails consciousness.

Reality is partly-produced-by consciousness; because everything we know or might know involves us knowing it, which entails consciousness part-creating everything.

Or, there is nothing we know of, in which consciousness does not have some role: we are never able actually to separate consciousness from the 'outer' world of 'objective' phenomena and access any supposed objective-reality independent of consciousness.

Consciousness participates in reality.

Negatively, this means that many of our normal, everyday ways of thinking are invalid and necessarily untrue; because they model 'reality' without our own participating consciousness. In other words, all of normal science is necessarily untrue - and actually, merely therefore, rules-of-thumb that seem to work at present and in the conditions we have used them... because they exclude the participating consciousness.

This is a really deep-cutting idea. I first came across it in Worlds Apart - which is Barfield's somewhat Inklings-like Platonic dialogue published in 1963 (and re-read by CS Lewis multiple times in the last few months of his life). I was confused and brought-up short by the relevant passages; I could hardly believe that Barfield was serious, and thought I must have misunderstood.

But I have gradually come to feel compelled to share this basic metaphysical assumption. Because it is a metaphysical assumption - however it is probably not genuinely weird, and instead probably the most natural and spontaneous human assumption we make about reality.

We begin life assuming that everything in the world relates to us and our knowledge of it; but by adulthood this attitude has become regarded as a 'paranoid delusion of self-reference'; and we assume that all true descriptions of reality leave-out the human - including leaving-out the observing/ participating consciousness.

Barfield's example is the evolution of the earth and biological-life upon it - typically, modern science regards this as autonomous of human consciousness, and indeed the story has to explain how human consciousness arose towards the end of the planetary period under consideration. But the Barfield/ Steiner metaphysics refuses to talk about a time or place when there was no consciousness, because this is metaphysical nonsense - instead there is a focus on how consciousness has changed (for example, changing from something diffuse and interpenetrating, to something focused and discrete).

What is actually spontaneous and built-in to Men has now become extremely difficult and strange for modern Man: thinking in a way that is coherent with the fact of Man's own thinking has become unnatural to us. Even in theology, it is normal to discuss God without any reference to Man's participating consciousness - yet everything we think or say or write about God involves Man's consciousness.

I could not say I have done more than very partially assimilate the profundity of such a change in metaphysical perspective - the rationale for which was sketched out by Coleridge, Steiner (especially in his earliest and purely philosophical books) and Barfield; but it is just something very hard to grasp and believe for a Modern Man (perhaps especially for an evolutionary scientist such as myself?).

But it is something which I think must be correct. Which means that almost all of our current ways of thinking and reasoning, almost all that we think we know, is necessarily wrong, misleadng, error-generating --- And so I need to continue to develop new habits of thinking in-line with the participation of consciousness, which would enable me to work-from this metaphysical assumption in as many ways as possible.   

Friday 8 January 2016

The un-understandability of abstraction: or, let's be clear about God (reflections on Owen Barfield)

First, the abstract version...

Abstract thinking, thinking about things in general, is very difficult - so difficult that it is difficult to know when you know - and when you have got lost in abstraction.

A lot of the philosophy I read is made more difficult by lacking a basis in metaphysics - the philosophy just 'hangs there' in mid air - not really explaining, lacking context.

It is an advantage of theology when God is put into position at the top of the explanatory scheme - rooting the further speculations. But then again, for most philosophical writers, God is conceptualised with extreme abstraction - impersonally, as a collection of attributes or non-attributes.

Only when God is understood as a person with personal attributes; a man with a plan; a man who has motivations, hopes and can feel sorrow and joy: our Father... only with such concrete clarity are the abstract schemes rooted.

I find that what was a complex and hard-to-follow explanation often enough becomes something simple enough to tell a child - when expressed in terms of what God wants.

All this is a factor when authors leave-out God. They may leave Him out because they suppose they don't believe him (although their scheme entails implicitly that they actually do), or in deference to the conventions of the genre that they are writing in, or in hope of attracting a wider audience.

But there is a price to pay - misunderstanding by others, on top of the danger of self-misunderstanding.

Is abstraction more explanatory? Maybe not. Maybe the greater scope of abstract explanations is merely the result of a wider deficit of understanding?

*

Now the concrete version...

Understanding the work of Owen Barfield has been made far more difficult than it need be by the omission of God from the explanatory scheme. In particular, the failure to link the philosophical scheme to what God wants, and why.

For example, great effort is made to explain the evolution of human consciousness through three phases from Original Participation and aiming at Final Participation - but it is never explicitly explained why, what this epic drama of millennia is all for. Nor is it explained why God needs to achieve His goals by such a long-drawn-out and unreliable process. 

Now, all this can be answered, and the answers are implicit and can be quarried out. Barfield was a Christian. But the fact is that most of Owen Barfield's advocates and admirers were and are not Christian (or, if they are, never mention the fact) - and indeed may be 'post-modernists.

Clearly, the modern Barfeldians do not realise that the evolution of consciousness metaphysic is neither-here-nor there without God.

In the first place, it is a metaphysical scheme which, as with all metaphysical schemes, intrinsically cannot be proven empirically. Barfield says he came upon it by studying the changing meaning of words, but that is autobiography. Observations of changing meanings of words can be 'explained' in innumerable ways that do not entail a fundamental restructuring of metaphysical reality. 

But secondly - even if it is true (which I believe it is!) the evolution of consciousness has no significance unless there is some reason for us to live by it - we need to know whether the new metaphysics of consciousness is Good for us to believe, no just whether it is coherent and consistent with the facts.

I presume that Barfield left-out God partly in order to make his work accessible to a wide audience who did not share his Christianity, and partly because he did not himself see his work as flowing-from his Christian belief - but rather as pointing-at it. Whatever the reason, there was a price to pay - and the price was:

1. His work became very difficult to understand , due to its abstract nature. and,

2. People who misunderstood his work were unable to detect their own misunderstanding - again due to the difficulties of extended abstract thinking. Consequently,

3. Most writer about Owen Barfield seem to leave out God, and thereby implicitly reduce the significance of his work to being some kind of conceptual metaphysical schema simply floating in a space somewhere in-between our personal lives and the ultimate basis of reality.

*

The trouble is that when we force or allow ourselves to be crystal clear about God, it comes across as childish which puts off most intellectuals and academics - thereby destroying ones' audience. It also makes things so clear and easy to understand that people immediately feel able to mock, criticise and to reject - whereas an abstract scheme can seldom be understood well enough to reject it outright, and will be ignored rather than mocked.

So, what should Barfield have done?

Well, I am not sure how Barfield understood God - and probably he had the rather unclear conception which is usual among most Anglicans - that is, he probably regarded God as in some symbolic way our Heavenly Father, but probably felt embarrassed and uncomfortable about 'anthropomorphising' God - and preferred to discuss Him abstractly, symbolically and so on.

But my own view of God is derived from Mormonism, and is straightforwardly anthropomorphic and concrete - also I believe that we can and do know what God wants for us and from us in general terms: he wants us to grow spiritually to become divine like him, so we can eventually have a relationship of 'friendship' rather than a parent-child relationship (or rather, a perfected loving relationship like that between a grown-up child and his Father rather than like the relationship of a perfect Father and his infant son).

Anyway... I think that what Barfield needs is something on the lines of explaining that God wants us to grow up, and attain adult consciousness (which is Final Participation) - but we must ourselves want this to happen. It can happen by the experience of living - experience is necessary, therefore the process takes time.

By our innate agency, we are free to accept or reject each step in our spiritual growth - and this applies not only to the individual soul but to the (various type of) group soul. The individual soul can achieve final participation (albeit temporarily and imperfectly during mortal life), but at the level of the group soul - e.g. the nation, or civilisation, the process is much slower.

This happens because, as the Bible makes clear, God works with 'people's as well as with individuals - because individuals are actually, in fact, like it or not - part of peoples. We began as immersed in a group consciousness, and that link to the group remains. 

The stages in the evolution of consciousness which we may observe in history are the deliberations of the groups soul in moving through the developmental process form childhood consciousness, through adolescent consciousness - but none have yet reached adult consciousness (and indeed the current most advanced civilisation has turned-away-from adult consciousness).

I could go on - but this is just supposed to illustrate how the ideas are easier to express and understand when they are put into the full context.

*

Men need, Men must have, purpose - and purpose entails a divine plan and the reasons for it - reasons which we can understand and agree to.

If we leave-out purpose from our explanations then those explanations will be abstract, and become very difficult to understand, and more difficult to make sense of; and easy to misunderstand without realizing...

But if we include purpose, clearly and explicitly... everything gets much simpler. The difficulty is then related more to doing what is required, rather than (as so often) getting stuck on trying to understand what it is that we are supposed to do.


Thursday 12 April 2018

We are currently being driven towards a new form of consciousness, a new way of thinking

When Owen Barfield writes about 'the evolution of consciousness' - he is talking process that is driving human development.

Barfield is not, therefore, regarding consciousness is something which respond-to historical change; but the opposite. So, he is saying that it was a change in the consciousness of Western Man that drove the scientific revolution and 'materialism': first consciousness changed and then science arose...

And therefore Barfield is contradicting any idea that 'modern Man's different way of thinking is a product of the scientific revolution. He was also contradicting the idea that the change in consciousness was due to natural selection. Rather Barfield is stating that changes in consciousness have been driven-by the unfolding of a divine plan (or 'destiny') for Man.

(A plan/ destiny aiming, ultimately, at the divinisation or theosis of Man - Man becoming a god (or full Son of God, as the New Testament terms it), with a god-like way of thinking.)

The development of new forms of human thinking is something which has (again according to Barfield) happened several times in human history, and indeed prehistory. However, in the past the changes in consciousness were driven at an unconscious level and required only the passive acceptance of Men.

Currently (at least since the Romantic movement of the late 1700s), and for the first time, we are experiencing an unconscious drive towards a new kind of consciousness that will not happen unless and until it becomes conscious and chosen.

So, our current situation is that we are being driven 'instinctually' (unconsciously) towards a new consciousness / a new way of thinking. But for it actually to happen requires that we become 1. consciously, explicitly aware of what is going-on; 2. then accept this destined change, but; 3. not just accept it, because we need also to; 4. actively embrace and work-at creating this change in ourselves.

In sum; the modern situation is that we must each, personally, want-to ally our-selves with the destined change in thought and consciousness, and must make efforts to make these changes in our-selves.

Or... it will not happen; and because we cannot go-back to an earleir state of consciousness (any more than an adolescent can become an actual child again), we will remain 'stuck' in the current phase of alienated consciousness - the problems from which will continue to be cumulative.

So far, very few individuals have done this four stage process of theosis - and the great majority of people in the West remain entirely unconscious of what is going-on behind-the-scenes.

Nonetheless, at an unconscious level - the instinctive drive towards the next, and final (because divine) qualitative development of thinking continues; and leads to many undesirable outcomes.


Friday 21 February 2020

How does human consciousness 'evolve' (develop) through history, if there is not reincarnation?

Almost everybody who believes-in the evolution of human consciousness, also believes-in reincarnation - but not me.

While I think it probable that reincarnation was usual before the advent of Jesus Christ; I don't believe that reincarnation has been normal since then, at least among Christians - and has indeed been very exceptional (or absent). This for the simple reason that Jesus came to bring resurrected and eternal life in Heaven to his followers, and my assumption is that resurrection happens soon after biological death - which combination (as I understand it) rules-out reincarnation. (although perhaps not something like projected avatars...).

However I also believe that through history (and pre-history) the consciousness of men has developed according to a divine plan or destiny (consciousness has 'evolved' in an old sense of the word). In other words, Men at different points in history have thought and experienced differently - and this is evolutionary-development of mind is (of course) reflected in language (as documented by the work of Owen Barfield), religion, society, science, art and everything else.

But the key point is that socio-cultural change is driven by the inner change in human consciouness - and that inner change has inner causes - and not (or not primarily) the other way around (as most people suppose).

However, if for the past c. 2000 years at least, human souls have one mortal life, and if therefore we can experience only one mode of consciousness and one era of evolutionary history - then what is the value of an evolution in consciousness? Why have consciousness changing through human generations - if, for each individual person - consciousness is Not changing?

My answer is that each of us is unique, therefore each of us needs different experiences in our (one) mortal life; and the evolution of consciousness is a way that God uses to give individual human spirits the many types of experience that each needs.

Other ways of providing different experiences come from different families, different social circumstances, nations, levels and types of civilisation etc. But one of the important ways in which mortal life is tailored to the needs of individual incarnating spirits is through the phases and stages of the development of consciousness.

So that the simple hunter gatherer societies had (in important respects) a very young-child-like consciousness even among adults. Medieval Europe was essentially rooted in the developmental stage of an older child (with its fixed symbolism, hierarchies and rituals). Modern society is essentially the adolescent stage.

And there has never yet been (except among individuals and small temporary groups, perhaps) any time and place where the adult form of consciousness has prevailed - although that is the task of our stage of evolution: i.e. to become properly adult in our consciousness.

Our task (here and now, in The West) is to grow-up spiritually; to attain (and this must be an active and conscious choice, which is a reason why it has not yet happened) what Owen Barfield called Final Participation.

Monday 18 April 2016

Romanticism comes of age... Owen Barfield's insight

Romanticism Comes of Age was the title of a collection of essays published by Owen Barfield in 1944, and also of the biography of Barfield by Simon Blaxland-De Lange in 2006.

This matter of Romanticism is one of Barfield's major statements with relevance to our times - he is saying that Rudolf Steiner's core insights are the completion of what began with the Romantic movement, and they are a necessary next step for human spiritual evolution (ie. the divine destiny for Man).

I will summarize my understanding of this matter, including adding my own framework.

1. In ancient times, especially during the hunter gatherer era, Man lived undivided from, immersed in, his perceptual environment - and mostly lacked self-awareness or a sense of separate consciousness. This was termed Original Participation by Barfield.

2. From the 1700s there was a new era of alienation for Western Man - in which consciousness becomes isolated from perception; heralded by the work of Descartes and Newton, and implemented by the Industrial Revolution. Barfield subdivided this according to the stages of its gradual increase - but sometimes termed it the era of Observing Consciousness - because Man seemed to himself to be cut-off-from and observing 'the world' - and eventually even his own thoughts.

3. At the same time, the means for healing this dichotomy by moving forward to a new era of consciousness - what Barfield terms Final Participation. This impulse, mostly unconscious, began to emerge in the Romantic movement  - associated with such English poets and thinkers as Blake, Wordsworth and (especially) Coleridge - this rapidly spread to Germany via the likes of Herder and Goethe - and then to the USA with Emerson and the circle of New England Transcendentalists.

4. The unconscious impulse towards Final Participation strengthened the longer it was resisted or, often, perverted into a regression to the previous phase of Original Participation - with notable Romantic Revivals in the late 1800s-early 1900s, then again from the 1950s culminating in the middle-late 1960s.

5. The current phase is one of un-integrated oscillations (within individuals, and within culture) between the deal bureaucratic official world of alienated Observing Consciousness and regressive, instinctive, attempts at Original Participation (often by inculcating altered states of semi-awake consciousness with dreamy trances, intoxications, sexuality as a focus for life, and other types of regression).

6. This has led to the characteristic pathologies of our time; including in Christianity which is mostly divided between Observing and Original Participations.

7. What is needed, ever more desperately, is to move forwards into Final Participation - but this must (according to both Steiner and Barfield) be within the context of a truly Christ-centred Christianity (no matter how 'heretical' or unorthodox - Christianity must be Christ centred as its primary reality).

So this is the challenge, the necessary dual destiny, both for non-Christians and Christians - to adopt Christianity as the primary framework and within that to move towards Final Participation.  


Saturday 17 March 2018

1740 - The dawn of Romanticism; the year that human consciousness changed

Colin Wilson was the first to recognise that human consciousness changed in 1740; and what marked this historic moment was the publication in London of Pamela: or Virtue Rewarded, by Samuel Richardson - which was the first novel.

The novel produced an instant sensation and within months had spawned numerous imitations. And the novel was the first evidence of the power of Imagination. Romanticism was born.

From that moment, human imagination exploded in the Western nations: the British Isles, Germany, France - spreading to all the developed countries and increasing until it was the dominant social theme by around 1800 - and the world was never the same again.


But if 1740 really was The Moment - then the direction of causality remains to be established.

Colin Wilson argued that The Novel caused the change in consciousness; but I would argue that the change in consciousness caused The Novel - and that Pamela was merely the first evidence that Man (specifically Western Man) had already begun to undergo a change in consciousness.

Here we come to the ambiguity in the term 'evolution'. Wilson saw the evolution of human consciousness; but he saw this as consciousness adapting to changed circumstances - he saw consciousness as 'passively' following changes in the environment...

But I see a process of developmental unfolding, in accordance with divine destiny. Thus I see human consciousness as developing a greatly-enhanced power of Imagination as a process of a long term plan for humanity. The novel was an early product of this change.

Consciousness is itself the driving force; and it was the change in consciousness which drove the changes in the environment - such as the Romantic Movement and the Industrial Revolution.


Most historians of ideas, on the contrary, regard Romanticism as a reaction-to modernity - especially a reaction-to the Industrial Revolution. (e.g. That Romanticism was a daydream of escape into magic and nature from the grimy and alienating 'realities' of industrialisation.) But this can't be right if we consider Pamela as the beginning of it all, since in 1740 the Industrial Revolution was as yet so small in scale as to be almost imperceptible. The greatest commentator of the age, Samuel Johnson, saw continuity, not revolution.

Instead, I would say that both The Novel and the Industrial Revolution were different products of the same driving, qualitative change in human consciousness; a change that affected England before it affected anywhere else - but which before long had affected everywhere else in Western and Central Europe and the diaspora of these peoples.

This general insight - of changing consciousness driving culture - was articulated by Rudolf Steiner and Owen Barfield; although neither emphasised much the point that this was a developmental divine destiny; and that its ultimate aim was the aim of God in creation: to enable Man to rise to full divinity.


Enhanced Imagination was something that was imposed-upon Western Man - it was not his choice, he was passively-swept-along by this change in consciousness.

But 250 years later I think we can perceive that Imagination was only meant to be the first step - and the divine plan was that Imagination would lead on to Man's explicit choice to embrace an Intuitive consciousness that was also conscious and free. That is, Man needed voluntarily to embrace what I have termed Primary Thinking.

So, the intention was that Imagination would show us the way - but Imagination is not-necessarily-real. Imagination was meant to lead-onto Intuitive Primary Thinking. While Imagination is creative in the realm of public communications, Intuition is creative in terms of universal reality - Intuition is, in fact, human creativity in the context of on-going divine creation. Intuition is Man's participation in God's creativity.


Yet since 1740 this evolution, this developmental unfolding of consciousness, has stalled; and we now live in a world where Imagination is encapsulated, hermetically sealed-off from Real Life which is The System, The Bureaucracy, an invasive totalitarian web of surveillance and control... Intuition (or claims of Intuition) is regarded as merely wishful thinking, evidence of childishness, or an evil attempt to manipulate others for personal advantage...

This happened because, unlike previous unfoldings of human conscious development, this last one (into the divine type of consciousness - divine in quality albeit not - initially - in quantity or scope) must be consciously chosen.

(We must consciously and explicitly choose to become gods - we cannot be made gods unconsciously and without our consent and cooperation.)

We must become explicitly aware of the next-step, then need to choose it. And this entails becoming explicitly aware of God's Plan - of our divine destiny - and choosing to join this; to be, live and work in harmony with God's Plan.

So far - very few people seem to have done this - of those we know, perhaps Goethe, William Blake, ST Coleridge, Rudolf Steiner, Owen Barfield are among the well-known examples of people who have made this choice; who have made this choice and qualitative step...

But culturally - the divine destiny of consciousness has been roundly and comprehensively rejected by modern Western cultures; as foolish, childish, meaningless nonsense - itself evil or tending-to evil.


Modern Culture is therefore divided between two wrong answers: between those who reject the assumption of God, and those who reject the assumption of a developmental unfolding of human consciousness.

Yet my belief is that both need to be accepted - which entails recognising them explicitly, and choosing them freely. Only then can Man take-up and resume his development towards divine consciousness.




Thursday 4 August 2016

Final Participation as the goal of human evolution of consciousness - what did Owen Barfield mean by it? Ideal married love as the exemplar

Owen Barfield claimed not to be very clear about the nature of that Final Participation which he saw as the destiny of human evolution of consciousness.

(Original Participation is that immersive and unselfconscious living in-the-world of hunter-gatherers and similar tribal peoples, and modern man is detached from the world, and even his own thoughts, in the Consciousness Soul).

But I think that sufficient clarity can be arrived at by considering the phases of human love through human life as an analogy (or rather, as more than an analogy - since the one is an example of the other).

Infant and young childhood love is an Original Participation; immersive and undifferentiated - the child is hardly aware of himself as distinct from his parents and family; his experience of the world is of a world alive and sentient because he is himself a part of everything he perceives. Love is everywhere (in an ideal childhood) like a sea in which everything is immersed, or like a gas in which each individual thing is merely a slight concentration of the element. We know everything, but we hardly know our-selves, and everything blurs into everything else.

With adolescence comes self-consciousness, which intensifies until the Self experiences itself as detached from the world. Indeed the Self experiences most mental activity as detached from itself - our Selves are cut-off from all experience, looking out upon the world, such that they world seems uncertain and unreal (how do we know that it is real), and indeed the Self is also experienced as perhaps unreal - since it changes, and can only rely upon itself for validation.

The point of Consciousness soul is 'freedom' in the sense of agency: to be free we need to be able to live from our-Selves (our true Selves). The consciousness soul is the condensation and concentration of the self, such that we can work from it. This is, indeed, a divine state of being - and that is what this phase is necessary to human spiritual progression.

To evolve towards a fully divine state of being, we must pass-through the Consciousness Soul. But it is meant to be a transitional phase, a short-lived phase - a phase we merely touch upon in passing...

This Consciousness Soul state of consciousness is also the state of modern culture. Modern culture is stuck, arrested, in stasis in the consciousness Soul - so intensely subjective that subjectivity itself is destroyed - experiencing the external world only via perceptions and instruments, and unsure about the reliability of these senses and mechanisms... THE problem being epistemological - how do I know if I really know? No answer forthcoming (because the assumption is of a gulf between the self and the world) and Modern Man is stuck in Consciousness Soul - held, trapped, imprisoned by the assumptions of modern culture.

Modern Man is stuck in Consciousness Soul - and that was not, and is not, meant to be - the CS is meant to be just a phase (albeit a necessary phase) on the way to Final Participation. Being stuck in the Consciousness Soul is a precise analogy to being stuck in adolescence, unable to grow-up, paralysed in that state of alienation, in which uncertainty erodes all potential solutions - and unable to move on.

Final Participation is like the ideal of spouse - indeed married love is a type of Final Participation.

In married love at its highest, each individual retains the full self-consciousness of the Consciousness Soul, but has a certainty of contact with another, distinct, self-conscious human being. There is no problem of communication, indeed there is a certainty of communication. Each party is not trapped in the nutshell of their own skulls but is able to share, participate in the life of the other, but with full self-integrity and self-awareness.

On the one hand individuality is assumed and valued, and is part of the essence of married love; on the other hand there is no problem of communication between these individuals - because the universal immersive state of Original Participation still is real and exists as much as it ever did. We are still part of each other and of everything - but with Final Participation our individuality, our Self, has been clarified, strengthened... has become a free, autonomous agent.

Final Participation is Original Participation plus the Consciousness Soul - it is the sea of infant family love, plus the individual island of adolescent self-awareness. 

There is no desire among loving spouses either for a return to the detachment of the Consciousness Soul (the state before love) or to return to the immersive and undifferentiated love of childhood family. They have the best of both worlds. The differentness and individuality and self-awareness of the other is essential, and so is the given background of universal communication.

In conclusion, when married love works as it is meant to, then it is a species of Final Participation - which is to say a state beyond Consciousness Soul, a moving-forwards and not a regression (or atavism).

Culturally, human destiny is to have an analogous relationship to ideal married love, but inclusive of all reality - and that is what Barfield meant by Final Participation.


Friday 1 January 2016

The example of 'evolution' as an illustration of imagination (via meditation) as the final arbiter in science

As mentioned in the previous post, I have been working for some months on a concept of group selection using complex systems theory - and got to the point where the idea was complete, and the paper was about 85% done.

But then I got stuck, because as I got the idea clearer... there was something that felt wrong.

*

The way this proceeded was that the core of the paper was a concept of the network of communications among a human group became a cognitive entity ('group brain') capable of thought; and this would them impose upon the individuals of that group in order to shape behaviour - including naturally selecting among them, genetically.

I needed to get this clearer in my mind, by visualisation and by analogy - in other words, I needed to be able to imagine it. And to imagine it required what could be termed meditation - in other words a purposeful, focused, quiet kind of reflective thinking - the aim of which was to remove interferences, and to get this idea clear, isolated, as a thing which I could contemplate and evaluate.

When I did this, I found that it didn't really make sense to me - I could not see how this network of communications could do the work I needed it to do - I could not see how it performed cognition, or where its centre lay, or how it could use or make memories... most problematic I could not see how this could be stable enough to do selection across a timescale of several or many human generations.

In sum, this group entity - this group brain - just did not have the properties necessary... at least, so far as I could imagine.

*

So, in the end, I could not finish the paper - I could not put the last piece into the edifice; and indeed this failure to complete the idea threw into doubt everything that went before - because a partial theory isn't really a theory at all - it has no more strength or value than an arched bridge minus the keystone.

*

And then I was also reading Owen Barfield's reflections on 'evolution' - his analysis of evolution - which began with philology; in the old meaning of the word philology which was something like 'history of ideas' - i.e. the conceptual history of the idea of evolution in the context of the cultures which used it. This was far from the first time that I had read Barfield on evolution, but it was the first time that I understood the nature and meaning of the distinction he was drawing.

Barfield demonstrated that evolution was originally (and properly) something more like we would call 'development' - a situation that begins with a potentiality and which unfolds by a process of transformation, or metamorphosis.

Evolution was about the change of forms, gradually, continuously, and by all intermediate stages.

In sum, in old-style evolution everything was there to begin-with that was there after evolution - and what had happened was that the earlier state had transformed into the later state.

*

By contrast, Barfield described how post-Darwinian evolution was a discontinuous sequence of replacements of one form by another form.

Darwinian evolution was about introducing something new into the system from outside. It was based on change by the injection of new information, and change by means of swapping the new for the old.

So, in Darwinian evolution, we start with one kind of thing, and end-up with another kind of thing, and the difference is that something extra has been added that was not there before.

(The point at which this new information was added was the point of discontinuity - this might be a genetic mutation; or, in principle, some other heritable input.)

*

At the end of grasping the distinction in the meanings of evolution, I realised that I had not solved the problem I set out to solve - although I still knew that there was something going-on which, if not group selection defined in the Darwinian paradigm, had to do the same job as 'group selection'.

*

Furthermore, I got an imaginative grasp of evolutionary history which revealed that I was making a set of metaphysical assumptions about the evolution of 'complexity' and of 'groups' - and these metaphysical assumptions might not be correct, or there might be better ones.

My earlier metaphysical assumptions - standard to modern evolutionary theory - had been:

1. Alive things evolved from dead things
2. Complex things were incrementally built from simpler things (including that groups were more complex than individuals)
3. Matter came first, and mind (cognition, including consciousness) arose from it (including that 'mind' was in some way a product of increasing complexity)

Yet there are an almost opposite set of possible metaphysical assumptions which I might have instead deployed:

1. Everything is alive (in varying ways and degrees)
2. Things began as diffuse and uniform, and 'condensed' to become more solid and differentiated
3. Mind came before matter (e.g. spirit existed before it was incarnated)

This second set of principles is close to my own 'religious' convictions (my faith) - in other words it is the second set of principles which I regard as True, and not the first.

So how could I expect to understand 'group selection' correctly, if I was building my understanding in a metaphysical universe that was almost the opposite to the one I believed was real?

The theorising was bound to be false, surely?

No wonder that I could not imagine my theory - it did not hang-together with my understanding of reality, it did not make sense.

*

(This was what Thomas Kuhn dubbed a paradigm shift. The evidence, the problem remains the same - but the underlying framework within-which the problem needs to be solved has been transformed.)

*

So, the task has now become one of explaining the same set of evidences ('facts') using a completely different set of assumptions: a different model, logic, grammar, bottom-line.

Everything changes, yet everything remains the same -- The meaning and purpose of everything changes, the problem to be solved and the evidence available for its solution remains the same (although with different interpretation and emphasis, and perhaps with new evidences becoming relevant). 

It is a big project and an exciting prospect!

Monday 5 February 2018

Renaming Barfield's categories for the developmental-evolution of human consciousness

I have very often used Owen Barfield's categories to describe the evolution of consciousness over the past three years. These are Original Participation (OP), the Consciousness Soul (CS) and Final Participation (FP).

However, I have not been happy about the actual names, which are partly uninformative and, as I now have come to feel, somewhat inaccurate.

Original Participation is not truly a participation in reality and creation because it is a passive and unconscious state. The Consciousness Soul (this term comes from Steiner, rather than Barfield) is simply uninformative. And  the term 'Final' in Final Participation is not descriptive - but rather it informs us that this is the qualitative mode of divine consciousness, and therefore no further evolution (except quantitatively) is possible.

So I will be trying-out a new set of terms: Original Immersion, Detached Agency and Agent Participation.

Original Immersion (this was OP)

This refers to the original state of consciousness for Man. Original in the sense of its being both the mode of consciousness of young children, and also of early tribal man - foragers/ hunter-gatherers.

It is a state of passive and unconscious immersion in reality - 'animistic', regarding the world as alive and conscious.

There is little in the way of a separate self - therefore little in the way of agency. The content of thought is mostly caused.

The child's thinking is therefore essentially a consequence, rather than being internally-generated. So, the child is not 'creative' - does not originate or generate thinking. 

It is also something of a 'twilight' state, in some ways intermediate between the awake and asleep state of modern Western adults - and a modern adult can experience Original Immersion in some altered states of consciousness such as trances, delirium and certain 'drugged' states and psychosis (for example).

Detached Agency (this was CS)

This refers to the characteristic state of consciousness of an awake, alert, modern Western Man.

Our self is detached from the world, observing it through the senses; and we are strongly aware of this separate self and its agency in thinking.

The evolutionary step is in agency - thinking becomes a primary cause, self-caused: thinking emerges-from the self intrinsically. Thinking need not be a consequence of external factors.

With detached agency, Man becomes creative - originates thinking. However, this thinking is at the level of ideas and imaginations. These thought must be translated into the external world - by 'actions'. And actions are known only via sensory perceptions.

Therefore in the stage of the process is indirect. Thinking does Not participate in reality 

Initially the self may feel cut-off, and doubt the reality of the world ('solipsism'); and ultimately - by inference - may doubt its own reality.

The agent self experiences the world as perceptual/ sensory input that is made-sense-of by reasoning - i.e. a matter of facts and theories. Thus is it is literalistic, scientistic, materialist and reductionist. Reality is dead/ not-alive.

There is no experience of objective meaning nor purpose nor relationships: these are just theories.
Subjectivity is the dominant experience; objectivity is conceptualised sensation.

Agent Participation (this was FP)

The thinking of the creative and agent self participates in reality - directly. This is the divine mode of thinking.

That is, thinking is real, and reality is thought - and there is a unity, no separation - therefore reality is changed (expanded) by thinking.

So, with Agent Participation, the Man directly knows reality - not indirectly via senses and reason or facts and theories. Direct knowing means there is no mediation, which means that there is unity.

For a divinity, reality is 'made' by thought; and known directly because the reality is the divine thought.

However, Agent Participation is partial, from a perspective. Thus some of reality is known directly, and creativity has also a limited scope. 

Thus, in Agent Participation, everything than can be thought is real - but only some things can be thought. Everything than can be thought is known - only some things can be thought.

And in Agent Participation with respect to creativity: everything that can be thought is original, uncaused and self-generated (although, naturally, it may and probably will use the existing knowledge of that self).

Everything that can be thought is participated-in, and therefore this thinking is directly creative (without mediation) - but only some things can be thought and only some kinds of creativity are possible.


The idea is that scheme describes the (ideal) development of a child to an adult who is divine - being a son or daughter of God: Original Imersion being young childhood, transforming to Detached Agecy at Adolescence. Most modern men are arrested at this adolescence of consciousness, but almost all will have periods of Agent Participation - even though they may be brief, feeble, and not taken seriously.

The scheme also describes the development of human society from earliest Man through modern Man to the divinely destined future of man. And it describes states of consciousness which we each may move-between - even during one day of our lives.

But the main 'lesson' or value of these categories is that Agent Participation is what we ought to - and need to aim at in our lives - as indeed the primary aim of a Christian.

In other words, these categories are a description of spiritual progression, theosis, sanctification or divinisation. Therefore, Agent Participation cannot be achieved except insofar as a person is Good and motivated by Love.

Because to participate-in creation is to participate in the loving work of God, it is the most profound alliance-with God.

Hence the absolute nature of the first and second commandments: Love of God, and of Neighbour (our neighbour being our co-participant). Only thus may creation proceed.


Note: These three states are - strictly speaking - 'polarities' in the sense that although they can be objectively distinguished (as above) they cannot be fully separated or detached one from another. For example, even a young child is not fully without agency or creativity; and certainly some hunter gatherers display these traits at some times.  

In other words, these are extremes or emphases of a unitary process of human consciousness. Any categorical scheme, when applied to a process, can only result in such polarities - because ultimately the unity cannot be divided without destruction of its nature. 


Thursday 25 February 2016

A teleological metaphysics for biology - governing entities direct evolutionary processes.


Pre-publication version posted online at The Winnower - where you can register to review it, or comment, before the final version is revised and archived:


A teleological metaphysics for biology: Hierarchical, purposive, conscious, governing entities direct evolutionary processes.
Bruce G Charlton
School of Psychology, Newcastle University, NE1 7RU, England

 

Abstract

I will argue that modern biology – initially established by Darwin’s Origin of Species in 1859 and fully implemented by the Neo-Darwinian synthesis of natural selection with genetics which solidified in the middle twentieth century – is based upon fundamental assumptions (metaphysical assumptions, in a strict philosophical sense) that render formally-insoluble some of the major theoretical problems of biology including the major transitions of evolution, the origins of life, the origins of sexual reproduction and of species, and the basic mechanism behind ‘group selection’. The fundamental deficit of the current metaphysics of biology – rooted in natural selection – is that it lacks teleology (direction, purpose, goals) this renders it formally impoverished and radically inadequate. I advocate a new and teleological metaphysical basis for biology which subordinates natural selection to an evolving hierarchy of purposive and conscious governing entities that are located outwith biological systems, which have shaped the direction of evolutionary history, and are the basis for the underlying cohesion, specialization and cooperation of the living world. A system directed by governing entities is, of course, not a 'biological' theory; but then, neither is natural selection a biological theory: these are both metaphysical frameworks for the science of biology. 

 

Fundamental unsolved problems of biology

From more than two decades of theoretical consideration of biology, especially evolutionary biology, I have concluded that there are no satisfactory answers to some of the most important and most fundamental questions of biology.

Biology (including medical research and psychology) has indeed, since the 1950s, become the most successful – that is, by far the largest and most heavily-funded and most status-rewarded of the sciences. However, it is striking that this progress has been at the level of mechanisms and technologies, and not at the level of understanding.

Indeed, the triumph of biology was preceded and accompanied by a major act of redefinition of the subject itself. A little book called What is Life? by the great physicist Erwin Schroedinger (1944) served as a catalyst for this change, and was accompanied by an influx of physicists and chemists into biology, leading to the triumphant discovery of the structure of DNA and of the coding and transcription mechanisms by which genes made proteins (Judson, 1979).

But in paving the way for these discoveries, the definition of biology was implicitly changed from ‘The science of living things’ to ‘The science of things that reproduce and are subject to natural selection’. This move away from the livingness of biology was what allowed non-biologists to take-over the subject at the very highest level; and ever since then biology has been dominated by researchers who use physics, chemistry, engineering (i.e. big, expensive  machines of various types), computers, statistics, economic theory and a range of other non-biological perspectives and technologies.

As I say, the triumphs are well known – but the major unsolved problems of biology from 1950 remain unsolved; however, mainstream attention has simply shifted elsewhere and there is currently perhaps less interest in these matters than at any time since before biology became a separate science.

Such lack of interest – and of knowledge – has meant that most people are not even aware, have not even noticed, that these problems are unsolved. Because, so long as an ‘answer’ to such problems is good enough to survive a couple of minutes semi-attentive and unfocused consideration by someone who is not really a biologist, and is adequate to support and sustain a program of publication and grant-getting (which are regarded as sole and the necessary requirements of modern science), then this is regarded by modern biological researchers as sufficient proof of that answer’s validity (Charlton, 2012). 

But the problems remain – and they are so fundamental as to cast doubt on the whole basis of the ‘paradigm’ that defines, controls and validates modern biology (Kuhn, 1970).

 

Origins of life, sexual reproduction and major transitions of life

An example: what is life? – which is the title of that influential book by Schroedinger (1944). The current answer is, implicitly: that is ‘life’ which reproduces or replicates and is subject to natural selection.

But this answer includes viruses, phages and prions – which hardly seem to be ‘alive’ in that they lack a dynamic metabolism; and also some forms of crystal – which are usually regarded as certainly not-alive (Cairns-Smith, 1990). Furthermore, some economic theories and computational programmes explicitly use the mechanisms of natural selection - and these are not regarded as part of biology.

Strikingly, there has been no success in the attempts over sixty-plus years to create life in the laboratory under plausible ancestral earth conditions – not even the complex bio-molecules such as proteins and nucleic acids. It has, indeed, been well-argued that this is impossible; and that ‘living life’ must therefore have evolved from an intermediate stage (or stages) of non-living but evolvable molecules such as crystals – perhaps clays (Cairns-Smith, 1987). But nobody has succeeded in doing that either, despite that artificial selection can be orders of magnitude faster than natural selection.

Since there is no acknowledged boundary dividing biology and not-biology, then it would seem that biology as currently understood has zero validity as a subject. What are the implications of our failure to divide the living from the non-living world: the failure to draw a line? Well, since there is no coherent boundary, then common sense leads us to infer in that case either everything is not-alive or everything is alive. If nothing is alive, not even ourselves then seems to be no coherent possibility of us knowing that we ourselves are not alive, or indeed of anything knowing anything – which, I take it, means we should reject that possibility as a reductio ad absurdum.

Alternatively, the implication is that if anything is alive, then everything-is-alive, including the mineral world – so we dwell in a wholly animated universe, all that there is being alive but – presumably – alive in very different degrees and with different qualities of life. This inference is one to which we will return later.

And what of sexual reproduction – how did such a massively inefficient reproductive mechanism arise in the face of its immediate short-term damage to reproductive success? The great evolutionary theorist William D Hamilton recognized sexual reproduction as a major unsolved problem, and worked on it for decades (2002) – but neither this recognition, nor his attempted solutions in terms of ways to combat parasites and pathogens, has attracted much interest or acceptance.

And indeed, Hamilton did not really solve the problem of how sexual reproduction arose – but only clarified its advantages (in terms of resistance to pathogenic infection) once sexual reproduction had already arisen, and already become established. The mechanism of how natural selection managed to cross the formidable short-to-medium-term barrier of vastly reduced reproductive success (caused by the need to find a suitable member of the opposite sex with whom to reproduce, and the approximate halving of potential reproductive units) remains utterly unclear.

The same problem applies to the ‘Major Transitions’ of evolutionary history – which include sexual reproduction but also the evolution of the simple (prokaryotic) cell, the complex (eukaryotic) cell, multicellular organisms, and social organisms (Maynard Smith & Szathmary, 1997). Each of these transitions requires overcoming the fact that natural selection operates much more powerfully and directly upon the lower, simpler and smaller levels of organization that replicate more rapidly; so that there is a constant pressure and tendency for these lower levels to become parasitic upon higher levels. In sum; natural selection is much more rapidly and powerfully dis-integrative than integrative. Yet, nonetheless, these transitions did actually occur in evolutionary history (Charlton, 1996). 

For example, in a multi-cellular organism, the dividing component cells are constantly being selected for neoplastic (e.g. cancerous) change – such that they cease to cooperate with and contribute to the organism, and instead exploit it as a ‘host’ environment. How, then, did multicellular organisms evolve the many integrative systems (e.g. nervous, paracrine, hormonal and immune systems) designed to impose cooperation of specialized cells and suppress non-functional and actively parasitic (e.g. mutated) cell variants; bearing in mind that all such systems are themselves intrinsically subject to neoplastic evolution?

The same phenomenon and problem must (according to the theory of natural selection) apply to the genetic organelles of the complex cell (such as chloroplasts and mitochondria; Charlton et al, 1998); and also to the individual organisms in a social organization (such as human society). Yet eukaryotic cells actually did arise – despite their innate and intractable tendency to self-destruct; and there are numerous highly evolutionarily successful social animals among (for instance) insects, birds and mammals. Indeed, it has been calculated that ants and humans are the two groups with the greatest biomass among animals on earth, with ants dominating the tropics and humans the temperate zones – termites are also highly numerous in the tropics; Ridley, 1996.

The general problem is therefore that the net effect of natural selection is to break down the major transitions of evolution before they can be established – unless (as I will argue later) this tendency is overcome by some as-yet-unknown purposive (and indeed cognitive) long-termist, integrating and complexity-increasing tendency.

 

The nature of species

Darwin’s first great evolution book was termed On the Origin of Species by means of Natural Selection… (1859); and that is a clue to the next unsolved problem – which is: ‘what is a species?’

Darwin was trying to explain how ‘species’ (in a very general sense of the major, as well as minor, sub-divisions of living things) originated. To do this he already had to assume that he knew, more or less, what species were.

In other words, natural selection was proposed as a historical mechanism (in practice the only mechanism) which led to modern species. In yet other words; natural selection was supposed to explain species – and species was the thing that was explained (Panchen, 1993). Unsurprisingly, therefore, there has never been a principled explanation that was based on natural selection of what species actually are and how they are divided (Hull, 1988). At root, my understanding is that impasse happens because species are being used both as that which explains, and as that which is explained – which is circular reasoning.

And, in practice as well as in theory, all possible suggestions for such a definition are refuted by data. For example, the idea that species cannot interbreed to yield fertile offspring is untrue with numerous exceptions - some natural and some artificially generated. And the systems of differentiating and classifying species on the grounds of ‘homologous’ anatomy, physiology and genetics do not map-onto the classification of species in terms of their inferred lineage (e.g. cladistics) – and the identification of homology has itself (like species) never been objectively defined (Horder, 1993).   

Furthermore, there is no more evidence now than there was in 1859 that natural selection is capable of being the sole and sufficient ‘explanation’ for the diversity of life upon earth. I put ‘explanation’ in quotation marks, because it is debateable whether natural selection – being based upon contingent and variable selection acting upon undirected (aka.‘random’) variation (Hull, 2001) - is actually a real explanation; because then the ultimate explanation is apparently that there is no explanation. Natural selection does not say ‘why’, but instead ‘how’ evolution occurs. The nature of change is contingent upon undirected events shaped by contingent processes, and therefore is essentially non-predictable in its specifics. In some senses, therefore, natural selection does not genuinely ‘explain’.

In effect, with natural selection, at most one can only say: Many things might have happened for many reasons, but as an historical fact ‘this’ is what actually happened.

Certainly natural selection can coherently describe the historical situations leading to relatively small differences between organisms – perhaps up to the level of creating new and related species. This was already known to Darwin and was indeed the basis of his evidential argument – e.g. he described the nature and scale of effects of artificial selection done by animal breeders, plus some effects on the shape and size of beaks among Galapagos finches. To this, modern biologists could add observations on the modification of microorganisms under laboratory conditions, for instance the evolution of bacterial resistance to antibiotics. And there are also within human racial differences of skeleton, teeth, skin and hair, brains and behaviours and many others – probably amounting to sub-species levels of differentiation – again these were (approximately) noted by Darwin.

But all these are quantitative, not qualitative, changes; changes in magnitude but not in form. Neither natural selection, nor indeed artificial selection done by Man, has been observed creating a new genus, nor any taxonomic rank more fundamental such as a new family or phylum. There is no observational or experimental evidence which has emerged since 1859 of natural selection leading to major, qualitative changes in form – nor the originating of a novel form. Nobody has, by selection, changed a cat into a dog, let alone a sea anemone into a mouse (or the opposite); nobody has bred a dinosaur from a bird, nor retraced, by selective breeding, a modern species to its assumed ancestral form. There have, at most, been attempts to explain why such things are impossible in practice – why, for instance, the linear sequence of evolution cannot be ‘rewound’.  

 

The problem of group selection

The final example concerns group selection. My impression is that the most thoughtful and perceptive theorists such as WD Hamilton and GC Williams intuitively recognized that group selection was like a thorn in the flesh of Neo-Darwinism, because true group selection (when properly understood) entails a purposive cognitive mechanism that can predict, can ‘look ahead’ several generations, and infer what is likely to be good for the survival and reproduction of the species (ie. future descendants) rather than for the specific individual organism under here-and-now selection – and can therefore impose this long-term groupish direction to evolutionary change, in the face of evolution that benefits the individual in the short-term (Hamilton, 1998).

Whether or not it is due to the built-in ‘spooky-spiritual’ aspects of group selection, there has been and is a powerful and almost moralistic desire within biology utterly to purge group selection from Neo-Darwinian theory.

Altruism is behaving such as to increase the reproductive success of others at the expense of one’s own reproductive success (for example, sacrificing a young and potentially fertile life for the benefit of the group – perhaps in defence against a predator). Altruism indeed calls-out for explanation, since it is very frequently, almost universally, observed – e.g. multicellular animals depend on it for continued existence, social animals depend upon it for the continuation of sociality. But the proposed solutions – inclusive fitness/ kin selection and various types of reciprocal benefit (Dawkins, 1976; Ridley, 1996) – do not explain the origin of altruism, but instead explain why altruism – once established, may be advantageous to sustain.

The problems are at root the same as the previous examples – favouring the long term over the short term: in this instance imposing cohesion and cooperation that benefits the whole against the tendency of natural selection to favour the part at the expense of the whole. For example, preventing the amplification of selfish, short-termist, parasitic variants and lineages (which are immediately advantageous, and much more strongly selected-for), so as to pursue the long-term cohesion, survival and reproduction of the group. Lacking such a mechanism or tendency, any groupishness and long-termism would continually be undermined, and would tend rapidly to be undone by the strong selection pressure for individuals to exploit and parasitize the group (Maynard, 1996; Maynard Smith & Szathmary, 1997).  

 

The necessity for teleology in the metaphysics of biology

Natural selection is an inadequate metaphysical basis for biology because it lacks teleology - a goal, direction or purpose.

This means that the potential for meaning - for knowledge - is excluded from the system of biology, and from any other system which depends upon it.

Thus natural selection is radically too small a metaphysical frame - it leaves so much out, that is so important, that what remains is not even a coherent subject. This is revealed in the un-definability of biology and the incapability of biology to understand the meaning of life and its origins, major transitions and categories. Without teleology, biology is self-destructive.

Indeed - without teleology we cannot know. I mean we cannot explain how humans could have valid knowledge about anything. No knowledge of any kind is possible. If Natural Selection is regarded as the bottom-line explanation - the fundamental metaphysical reality (as it is for biology, and often is with respect to the human condition) then this has radically nihilistic consequences. This is a paradox – if natural selection was the only mechanism by which consciousness and intelligence arose then we could have no confidence that the human discovery of natural selection was anything more than a (currently, but contingently) fitness-enhancing delusion.

The reason is that natural selection is at best – and when correctly applied - merely descriptive of what-happened-to-happen. There was no reason why things had to be as they actually were, there is no reason why the present situation should stay the same, then there will be no reason to suppose that the future outcome is predictable. There is no greater validity to what-happened-to-happen compared with an infinite number of possible other things that might have happened - so there is no reason to defer to what-happened-to-happen, no reason why what-happened-to-happen is good, true, just, powerful or anything else - what-happened-to-happen is just what led to greater differential reproductive success for some length of time under historical (and contingent) circumstances. Nothing more.

Therefore - if humans are nothing more or other than naturally-selected organisms - then there is zero validity to: cognition, emotions, intelligence, intuitions, morality, art, or science - including that there is no validity to the theory of evolution by natural selection. None of the above have any validity - because they all are merely what-happened-to-happen (and are open-endedly liable to further change).

In sum - Without teleology, there can be no possibility of knowledge. 

(This is not some kind of a clever paradox - it is an unavoidable rational conclusion.)

If and only if biology includes direction and purpose, is the subject compatible with the reality of knowledge. A new and better metaphysics of biology must therefore include teleology.

 

Potential benefits of a teleological metaphysics

The fact that such a large number of the most fundamental problems of biology have remained essentially untouched during more than half a century of bioscience research on a truly massive scale (and still growing) suggests that they are intractable – and will not be solved under the current paradigm. However, that is only my assumption, the evidence is compatible with the idea that the fundamental problems of biology are insoluble under the current paradigm – however, the scientific evidence does not, and cannot, amount to empirical or rational proof.

Metaphysics is the branch of philosophy concerned with basic assumptions – descriptive of the fundamental nature of reality. Science takes place within metaphysics, and therefore the results of science cannot imply a new metaphysics, and cannot refute an old metaphysics.

For example, the evidence that these fundamental problems are unsolved amounts only to the fact that they are as yet unsolved – failure to explain can never ‘prove’ that an explanation is impossible. Only that nobody has yet come up with a satisfactory explanation.

In this sense metaphysics (or a paradigm) is not ‘testable’ by science. This is because metaphysics itself defines the definition of science (or a specific science such as biology), defines what counts as a test, and also how to interpret the results. For instance, no amount of biology can ever decide whether biology is 1. the science of alive things or 2. the science of replicating things. This is not possible since definition 1 leads to one kind of biology using one type of expertise and methods; but definition 2 to another kind of biology with very different personnel and methods as we have seen emerge over the past 70 years.

I therefore suggest that a new paradigm – or, more strictly, a new metaphysical basis or frame - for biology is required to address these and other fundamental defects and deficiencies in modern biology; and to place biology honestly, accurately and fruitfully in context of the total field of human discourse in general. In a nutshell, I will be arguing that the overall shape of evolution across history is best explained as a directional process of development – somewhat like the metamorphic unfolding of a fertilized egg via an embryo towards sexually mature adult and parenthood. Processes of selection occur within this teleological development – but are subordinated to the overall goal and sub-goals.

However, an important difference between a strict model of development on the one hand, and on the other what I am here proposing (the theory of an evolving system of ‘governing entities’), is that evolution is and must be open-ended: it has a direction, but its instantiation in living things is continually dynamic and tending towards change and innovation of forms without necessarily reaching a point of closure. Development is direction aimed-at an end point, but governing entities provide directionality that may itself develop.

But of course there is a cost – and that cost is an intellectual one which most modern biologists would utterly refuse to pay – since they are, as a strong generalization, the most materialistic and positivistic and anti-spiritual, militantly un-religious people the world has yet known! It is no coincidence that so many of the best known and most effective public dissenters from Christianity since Darwin have been recruited from a tiny minority of eminent evolutionary theorists – past examples include Darwin’s ‘bulldog’, the early agnostic TH Huxley, and his grandson the humanist Julian Huxley; current examples include the campaigning anti-religion activists Richard Dawkins and Daniel C Dennett.

The intellectual cost to be paid is to restore purpose and ‘life’ to biology, to regard natural selection as taking place within an over-arching cognitive environment, and indeed to assume that consciousness precedes life and controls the emergence of life, its major transitions and – in general – life’s ability to counteract the dis-integrative tendencies of natural selection. In other words, the outrageous ‘cost’ (as most biologists would see it) or minimal necessity (as I see it) is to restore a spiritual dimension – not indeed within biology – but as the framing metaphysic of biology.

I should state immediately that although this perspective of the primacy of consciousness, purpose and life is indeed spiritual, it is not necessarily religious in the sense of associated with belief in any actual religion. There are great physicists (such as Einstein) who saw reality in this ‘Deist’ way (using the shorthand of ‘God’ for the inbuilt tendency of the universe) – and a modern physicist as great as Roger Penrose is an acknowledged Platonist, in the sense of regarding observable reality as based upon, and an imperfect picture of, an ultimate world of underlying archetypal forms. So, regarding ultimate reality as acting as if it has purpose, consciousness and life does not necessarily require (although it might lead to the further step) of a belief in any specific God or gods.

Nonetheless, honesty compels me to suggest that abstract Deism has historically, and in the lives of many individual scientists and other intellectuals, been a metastable state which sooner-or-later falls one way or the other: either into atheism or religion. And in that case, I am suggesting that, in the end, an adequate metaphysics of biology must be compatible-with (if not contiguous with) religion. 

 

Statement of the new teleological metaphysics

The chronology of the new metaphysics is the reverse of the usual in biology. Biology usually assumes that matter precedes life; life precedes the brain; the brain precedes cognition – ie. brain comes before mind; and minds were around before consciousness - including purposiveness - emerged. By contrast, I suggest that consciousness and purpose are the starting point – and that consciousness therefore operates upon matter with the purpose of sustaining and developing itself via instantiations in matter (instantiation here meaning the specific and actual realization of an abstraction). Therefore, consciousness ‘organized’ brains, as a stepping stone to a further development of consciousness.

Furthermore, consciousness evolves by this development – beginning as something very general and simple - like a basic tendency pushing towards more of itself; but becoming more subdivided and specific by building upon each phase of instantiation. Thus, consciousness evolves by realizing itself in the stages and transitions of life – each step building-upon what was achieved before. And this stepwise process is necessary – consciousness is understood as having foresight and knowledge, but these are both limited.

(The above conceptualization owes much to the work of Owen Barfield, who was himself expressing ideas of Rudolf Steiner, who was in turn JW von Goethe’s scientific editor for the standard collected works – so this theory has its ultimate roots in Goethe’s biology; see for example Barfield, 1982; Naydler, 1996).

Consciousness is here understood as able to see some way ahead, and purposively shape evolution towards this limited goal, but only to a finite, and in practice rather limited degree. Perhaps we could suggest (approximately) that foresight stretches (probabilistically) a few or several generations ahead, but not hundreds of generations into the future. Therefore it was not possible to go directly from the primal general consciousness to me or you; and in fact there were numerous intermediate stages. 

So that initially consciousness sufficed to organize, to arrange matter into what we recognize as the emergence of life in its most basic forms; but later consciousness was subdivided and specialized into an hierarchy of directing consciousness’s; for example regulating the basic transitions and divisions of life, and beyond them the further groupings down to species, then particular human groups. 

 

The hierarchy of purposive and conscious governing entities

This can be imagined as an hierarchy of conscious, purposive governing entities which operate to shape and frame the structure of reality, including biological reality.

These governing entities have various properties including the ability cognitively to model future possibilities (i.e. to have foresight, to make conjectural predictions) and choose between them on the basis of innate purpose. In essence, governing entities can understand (to a limited but significant extent) the current situation, and look ahead several (or many) generations towards probable outcomes – and then arrange reality to reach the preferred possible outcome (thereby tending to overcome both random errors and natural selection).

So these governing entities are assumed to have the same kind of role as the human mind does in relation to the human body; or as a good, wise and competent human leader has in relation to the society he rules. That is, the ability to infer that if X continues then Y will probably result – which means the decline or demise of the cell/ organism/ group/ society; but that if instead we do A we should arrive at B – which offers a much better prospect of survival and continued or enhanced reproduction than does Y; and then the governing entity has the power to impose A upon the system.

What then, actually, are these governing entities – how can we imagine them? I suggest that different people may imagine them in different ways which suit the workings of their own minds. Some may ‘imagine’ (or understand) them in a mathematical or computational way; some see them as akin to ‘laws of nature’; some may understand them to be fields of force – like Sheldrake’s morphogenetic fields (Sheldrake, 1981) but with a primary role in imposing purpose rather than form; some may understand them as immaterial but personalized entities – rather like the medieval astrological model of angels who inhabited (or rather actually were) the planets and stars – but in a realm beyond and with different properties from worldly (‘sublunar’) place, and outside of Time, and who influenced from this realm all manner of events on earth and inside Time (Lewis, 1966).

I personally have a very literal, simple mind; and cannot for long refrain from anthropomorphic representations of any cognitive and purposive entity – in other words, I imagine these governing entities as actual personages who are localized in space and time, and in some fashion material although invisible and undetectable. This is of course a child-like way of thinking (although not really child-ish) – but perhaps not so uncommon as may superficially appear. After all, neuroscientists are always accusing each other of treating the brain as if it was inhabited by a ‘homunculus’ (little man) which is meant to be both irrational and rather disgraceful – and indeed they are usually correct in this accusation; because avoiding this ‘anthropomorphic’ way of thinking while yet retaining a firm and imaginative grasp of science is all-but impossible.

After all, Einstein reasoned about relativity by imagining a man (a homunculus perhaps!) riding in a tramcar away from the medieval clock in the Swiss city of Berne at speeds approaching the speed of light (Hoffman, 1972). If Einstein apparently needed (or, at least wanted) to do the most advanced and abstract theoretical physics by anthropomorphic metaphors, then maybe biologists should not be ashamed to follow his example?

 

‘Everything is alive’

The above metaphysical scheme describes purpose, but gives no clue as to mechanism. Indeed, it seems initially puzzling as to how a purposive consciousness – which is being assumed to precede the reality of organized matter – could exert any influence on ‘things’. It seems like there is a qualitative gap – a difference in kind - that needs to be bridged between that which influences and that which is influenced.

The answer I suggest is that everything (including unorganized ‘stuff’) needs to be regarded as – to some extent and in some way – alive, purposive and conscious, and made of matter. And therefore consciousness is able to influence everything, because both consciousness and ‘things’ are some kind of matter (albeit very different kinds), and everything is conscious. There is therefore no gap, and no need for a bridge – there is simply an interaction between two entities of the same basic nature. 

(This solution to an ancient conceptual problem comes from Mormon metaphysical theology; McMurrin, 1977.)

This ‘animistic’ idea that everything is alive, purposive and conscious (although in widely differing ways and degrees) sounds strange to modern adult ears, but was the basic assumption of many or most societies in the past – especially the type of hunter gatherer societies in which it is thought humans evolved (Charlton, 2007). And it was also the original childhood assumption and belief that both you and I will have had in our early lives before it was suppressed by socialization – assuming that you can (like myself) remember that far back.

That everything is alive is also, as mentioned above, one of the only two possible consequences of the fact that we cannot divide living from non-living things – we have no grounds for such a division. The alternative inference is that nothing is alive – but that, if true, negates any possibility of knowledge or understanding of anything, so it can be ignored. Simple logic seems therefore to entail the assumption that everything is indeed alive, purposive and conscious – and even when we cannot currently detect or measure such attributes, they must be assumed to be latent or covert. 

What is added here is merely that there are also other living entities, imperceptible but real – that is, the hierarchy of conscious, purposive entities - and it is these whose activities may be detected by inference (in terms of explaining what we observe) throughout the whole living world.   

So the trajectory of evolution does not involve the creation or emergence of life or consciousness, but instead their amplification, differentiation and specialization. And the history of the 'origin', major events, transitions and stages in the evolution of life (including altruism and group selection) is therefore driven by the evolution of consciousness; as consciousness develops its hierarchy then this draws life along with it - so long as it is appreciated that the 'evolution' of consciousness refers to a purposive, directional, developmental un-folding of changes: it is much more like embryonic growth and specialization than a process of selection between ‘random’ (undirected) variants.

 

What do governing entities do?

In summary - starting from some large scale purposive, conscious and unified entity (such as the sun, or the earth - somewhat as envisaged by ‘Gaia’; Lovelock, 1989), consciousness differentiates and specializes to direct and shape the first and most basic forms of life, then prokaryotic then eukaryotic cells, followed by the major divisions or classifications of living things down to (real) species, sexual reproduction, individual organisms and social groups.

Each of these life stages can be imagined as preceded and guided by the emergence of a further conscious, cognitive, purposive entity which has tended to shape things in a particular direction conducive to the survival and further extension and detailed sustaining of consciousness; life being coordinated by, and in overall harmony with, the work of hierarchically superior purposive governing entities.

Governing entities are located functionally-external to the group they govern – they are not a part of that group. Also they are a focus – thus can be imagined as a point of reference, both afferent and efferent. Further; they have positive and negative functions.

Positively the main role of a governing entity is to impose goals, direction, purpose – in a word: teleology. This entails imposition of form, cohesion, cooperation – and identity. Identity is the process by which the group is defined – the choice of inclusion and exclusion, the drawing of a boundary.

Negatively, the governing entity will observe, monitor, integrate the group (constituting for example a cell, multicellular organism, species or social group). Within that group there will be – always potentially and often actually – competition, conflict, free-riding, exploitation, parasitism and many other dis-integrative tendencies. 

In sum, it is the governing entity that make a group a real group in the true sense of the word ‘group’– and not merely an arbitrary, temporary or expedient line drawn around a collection of autonomous entities: it is the governing entity which makes the group a unit. Unity derives from unity.

A group of many entities (such as a collection of components in a cell, of cells in an organism, or organisms in a society) is itself a unified entity only when it is governed by a single purposive, conscious entity.

 

The coherence of everything

It is the hierarchy of governing entities which ensures that overall and in the long run, all directions of all sub-entities are coordinated and integrated. This can be imagined on the lines of a military hierarchy of orders coming down from a General through the branching ranks of Colonels, Majors, Captains, Lieutenants, and Sergeants to the foot soldiers.

Vertical, multi-level coordination therefore comes from the teleology branching-out from a single locus. And horizontal coordination within-hierarchical-levels comes from the mutual reciprocity and complementarity of functions.

This is the organizing principle which enables groups under direction from governing entities to be recognized and understood (to some significant extent); it is what roughly corresponds to intuitions that there is an underlying order to the world: notions such as ‘the balance of nature’, ‘the circle of life’, the principle of ‘compensation’, or the earth conceptualized in terms of a goddess or organism termed Gaia.  

Thus the universe of reality broadly hangs-together, as we observe it does; and does not utterly collapse into a chaos of ever-smaller and faster-replicating, more mutally-exploiting purposeless entities, as we observe it does not. There is a background tendency to homoeostasis and elaborated specialization and coordination – and there is, both overall and at each level and each individual unit of organization – organizing purpose and direction.  

Of course, in particular times and places, natural selection may be amplified, may become powerful enough to overcome the cohesive and integrative influence of conscious, purposive entities; and consciousness diminishes, and cooperation, complexity and order begin to break down. The purpose is then not attained but instead thwarted.

It can happen at any level. Ultra-selfish genes (such as transposons or segregation distorters) may potentially lead to intra-genomic conflict with loss of informational-identity, functional corruption and cell death; rogue malignant (or selfishly non-functional) mitochondria may kill their symbiotic host cells; connective tissues may become sarcomas and kill the organism; or successful psychopaths may exploit, parasitize and lead to the destruction of their social group.

 

Conclusions and implications

In sum, the new teleological metaphysics of biology would not affect the perspective of biology in terms of the study of evolution by natural selection, nor in terms of the day by day activities of biological researchers.

So much for what it does not do! But metaphysics is relevant insofar as natural selection would henceforth be assumed to operate within purposive cognitive processes that have foresight and are able to organize, coordinate, and either counteract or use natural selection as a means to its own ends. This background would be assumed – and we would not suppose that natural selection ‘has the last word’.

For example, governing entities may use natural selection as a means of genetic ‘quality control’ to filter-out spontaneous mutations by replicative over-production and strong selection for fitness. But the complexity-destroying tendency of natural selection acting upon lower level, smaller and more rapidly reproducing sub-components; is something that is counteracted and, at times, overcome by the governing entities orientating the situation towards more secure and sustained existence - and towards a greater quantity, complexity and specialization of consciousness. Presumably this is achieved via potentially multiple interactions between governing entities, structured by their hierarchy: the higher entity net-influencing the lower, and each entity directing its biological group.

So, governing entities sometimes use, sometimes oppose, natural selection in pursuit of their over-arching goals.

Perhaps most importantly, the new metaphysics of biology can explain how it is that humans could have valid knowledge of biology itself - for example, how humans might have validly discovered a true theory such as natural selection. If humans were merely evolved to optimize reproductive success, it is not formally impossible but it is vastly improbable that we could have valid knowledge of anything - including natural selection; since a mechanism for discovering valid knowledge could only have happened by undirected chance and if it also happened to optimize reproductive success in the immediate short term of generations.

However, if by an astonishing coincidence, it happened-to-happen that humans had had naturally-selected the ability to have valid knowledge – knowledge for instance of the theory of natural selection; then we could not know we knew this this for a fact without a further astonishing coincidence of knowing that we had happened to evolve this way.

But - if our metaphysics posits the existence of purposive, conscious governing entities outwith the boundaries of biology, and to that extent independent of (controlling of) the vicissitudes of natural selection; then valid knowledge might be assumed to originate from that external source. In other words, we can know about natural selection and that it is true, only because we ourselves are something more than merely naturally selected.

I am, of course, fully aware that the above purposive metaphysics of biology sounds bizarre, supernatural and indeed just plain absurd from the perspective of modern biology! I have, after all, been thoroughly educated and acclimatized to that world, and have worked within it for several decades, both teaching the subject of natural selection and publishing many papers including many which metaphysically-assumed that natural selection was indeed the last word on things – the exact framing assumptions that I am here and now criticizing as mistaken; for example my books Charlton, 2000 and Charlton & Andras, 2003 - especially the Appendix to 2003.

However, stepping outside of that professional ghetto, I am also aware that this general type and nature of metaphysical explanation that I am now proposing has a long and continuing pedigree among mathematicians and physicists – and indeed within a strand of theoretical biologists which includes such figures as JW von Goethe and his scientific editor Rudolf Steiner, D’Arcy Thomson, Conrad Waddington (and other members of the prestigious, albeit heterodox, Theoretical Biology Club of Cambridge University), and in recent years Brian Goodwin, Stuart Kauffman and Rupert Sheldrake.

Such individuals (to a variable degree) have recognized that – if it is to be coherent - the subject and methods of biology must be conceptualized within a larger (and, as I term it, metaphysical) framework or paradigm which lies outside the discipline of biology; however the above-named biologists were primarily concerned with integration, organization and the development of form – while my focus here is on the need for an externally imposed purpose.

The axiomatic assumptions of this paradigmatic purposive framework are the basis for all scientific work. Science is always and necessarily subordinated to philosophy, even when that philosophy is unacknowledged - or even when it is denied. Many clever and successful - but unreflective - modern scientists believe themselves to be superior to metaphysics, to have transcended and replaced it with ‘solid’ empirical scientific ‘proof’. All this really means is that they do not understand, and do not want to know about, their own metaphysical assumptions – because they want to believe that these are just-plain-true, rather than the consequence of non-scientific but instead philosophical choices made by actual people at some particular time and place. 

But different choices yield different consequences; and the choice of natural selection as the bottom-line explanation of biology has had an intellectually stunting and transcendentally crippling effect on the discipline.

My hope is that this new, teleological metaphysics of biology will provide a framework within-which biology can operate in a coherent and contextualized fashion; rather than, as in recent decades, simply ignoring its major problems and deluding itself with assertions that its partial and incomplete explanations - based on the dogmatic assumption that natural selection is the one and only true mechanism of evolution and the bottom line reality of everything - have universal applicability and eternal validity: However, I think I have demonstrated that this is merely an assertion, and indeed an arrogant, uninformed, arbitrary and indeed utterly absurd assertion! Let us then acknowledge that there are metaphysical choices that have-been and must-be made – and try to evaluate and compare these choices.

Finally, it is necessary to recognize and make clear that the above metaphysics of hierarchical, purposive and conscious governing entities is not a 'biological' theory. But then, neither is natural selection a biological theory. Instead, both these are potential metaphysical frameworks for biology. Biology cannot exist without a metaphysical framework – and the current one may not be the best, since it has so many, such serious, failures to its name.

With that in mind, potentially valuable debate may commence.

 

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